AI-Enabled Financial and Regulatory Investigations

When an investigation arises, the faster you gather actionable intelligence and identify the magnitude of potential harm, the more effective your response will be.

How to quickly conduct an effective investigation in a defensible, cost-efficient, and time-saving manner is critical for your company to assess its exposure and proactively mitigate risk.

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The faster you gather actionable intelligence and identify the magnitude of potential harm, the more effective your response
will be.

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Digital-Enabled Discovery and Investigations

Law departments can reduce costs by up to 55 percent by assessing current investigation and eDiscovery practices and adopting digital methodologies.

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Case Study

First Look Investigations
in Action

Investigations demand both accuracy and speed. First Look exponentially reduces the time and expense of financial and regulatory investigations while quickly enabling important decisions about the scope and strategy.

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Injecting AI into Financial Investigations.

 

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While no one fully knows what 2021 will hold, it is widely expected that we will see more active regulatory enforcement under the Biden administration this year and beyond. This, in turn, will require renewed vigilance in implementing a wide variety of internal controls to help mitigate and manage risk—whether it be reputational, financial, or legal—while maintaining the trust of customers. 

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Meet the Experts on
Financial Investigations

The foundation of First Look is a global network of nearly 500 financial services professionals, comprised of investigation and discovery specialists who have worked with dozens of financial industry clients.

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Sandy Bast

Vice President - Enterprise Legal Services 

Sandy has over 25+ years of litigation finance, eDiscovery and review, and cybersecurity experience, helping Fortune 500 companies and Am Law 250 law firms formulate investigations and discovery strategies.

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Dan Panitz

Senior Vice President - Litigation & Investigations

Dan is an experienced attorney with 25+ years of legal, technology, and corporate advisory experience. He has extensive financial investigations experience having worked with SEC Enforcement and NASD (now FINRA) Arbitration.

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Let’s Talk About Your Financial Investigations Challenges

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